rfc:dbc

PHP RFC: Implementing Design by Contract

This RFC is waiting for the decisions that will be made about scalar
type hinting. The reason is that the design and syntax
decisions that will be made about scalar type hinting heavily impact the
contents of this RFC. Proposal is subject to be changed according scalar type 
hinting implementation.

Preamble

This RFC is part of “Design by Contract Introduction” RFC

There is alternative implementation proposal by “Definition”

The original idea of introducing DbC in PHP comes from Yasuo Ohgaki yohgaki@ohgaki.net.

Then, I offered to write an RFC where I propose to include DbC constraints in doc comments. This is the present document.

While we agree on the concept, Yasuo is preferring a D-like syntax, which he's proposing in another RFC. IMO, adopting the D syntax would be fine if we designed the language from scratch, but is not the best way to include the concept in PHP (more details below).

Introduction

For more than 10 years (since PHP 5 was released), the PHP core community has seen a lot of discussions about strict vs loose typing, type hinting and related features. Through these discussions, developers are actually searching for a way to help reduce coding errors by detecting them as early as possible. Strictifying types is an approach but, unfortunately, it does not fit so well with PHP as a loose-typed language.

This RFC proposes an alternative approach, already present in several languages, named 'Design by Contract' (reduced to 'DbC' in the rest of the document).

Here is the definition of a contract, according to the D language documentation :

The idea of a contract is simple - it's just an expression that must evaluate
to true. If it does not, the contract is broken, and by definition, the program
has a bug in it. Contracts form part of the specification for a program, moving
it from the documentation to the code itself. And as every programmer knows,
documentation tends to be incomplete, out of date, wrong, or non-existent.
Moving the contracts into the code makes them verifiable against the program.

For more info on the DbC theory, use the links in the 'reference' section below.

An important point in DbC theory is that contracts are checked during the development/debugging phase only. A global switch allows to turn DbC checks off when the software goes to production.

So, what we need to retain :

  • DbC constraints can be highly sophisticated as we don't care about performance.
  • As they are checked at runtime, DbC constraints can check types AND values.
  • DbC checks must not handle checks that must always run, even in production. Validating user input, for instance, must remain out of DbC constraints.
  • DbC and 'Test Driven Development' concepts are closely related, as DbC heavily relies on the quality of test coverage.

Examples

First, an example of a function defining input and output constraints ('$>' means 'return value'). This example is adapted from the D language.

//===========================================================================
/**
* Compute area of a triangle
*
* This function computes the area of a triangle using Heron's formula.
*
* @param number $a Length of 1st side
* @requires ($a >= 0)
* @param number $b Length of 2nd side
* @requires ($b >= 0)
* @param number $c Length of 3rd side
* @requires ($c >= 0)
* @requires ($a <= ($b+$c))
* @requires ($b <= ($a+$c))
* @requires ($c <= ($a+$b))
*
* @return number The triangle area
* @ensures ($> >= 0)
*/
 
function triangleArea($a, $b, $c)
{
$halfPerimeter = ($a + $b + $c) / 2;
 
return sqrt($halfPerimeter
	* ($halfPerimeter - $a)
	* ($halfPerimeter - $b)
	* ($halfPerimeter - $c));
}

Then :

$area=triangleArea(4,2,3);
	-> OK
 
$area=triangleArea('foo',2,3);
	-> PHP Fatal error: triangleArea: DbC input type mismatch - $a should match 'number' (string(3) "foo") in xxx on line nn
 
$area=triangleArea(10,2,3);
	-> PHP Fatal error: triangleArea: DbC pre-condition violation ($a <= ($b+$c)) in xxx on line nn

Another example with a PHP clone of str_replace() :

//===========================================================================
/**
* Replace all occurrences of the search string with the replacement string
*
* This function returns a string or an array with all occurrences of search
* in subject replaced with the given replace value.
*
* @param string|array(string) $search The value being searched for (aka needle)
* @param string|array(string) $replace The replacement value that replaces found search values
* @param string|array(string) $subject The string or array being searched and replaced on
* @param.out int $count The number of replacements performed
* @ensures ($count >= 0)
* @return string|array(string) A string or an array with the replaced values
*
* Ensure that returned value is the same type as input subject :
* @ensures (is_array($>)===is_array($subject))
*/
 
function str_replace($search, $replace, $subject, &$count=null)
{
...

Note that we didn't provide any constraint on $count input, as this parameter is used for output only.

Finally, we rewrite the first example as a class :

<?php
/**
* @invariant ($this->a >= 0) && ($this->a <= ($this->b+$this->c))
* @invariant ($this->b >= 0) && ($this->b <= ($this->a+$this->c))
* @invariant ($this->c >= 0) && ($this->c <= ($this->b+$this->a))
*/
 
class triangle
{
/*-- Properties */
 
/** @var number Side lengths */
 
private $a,$b,$c;
 
//---------
/**
* @param number $a Length of 1st side
* @param number $b Length of 2nd side
* @param number $c Length of 3rd side
*
* No need to repeat constraints on values as they are checked by class invariants.
*/
 
public function __construct($a,$b,$c)
{
$this->a=$a;
$this->b=$b;
$this->c=$c;
}
 
//---------
/**
* Compute area of a triangle
*
* This function computes the area of a triangle using Heron's formula.
*
* @return number The triangle area
* @ensures ($> >= 0)
*/
 
public function area()
{
$halfPerimeter = ($this->a + $this->b + $this->c) / 2;
 
return sqrt($halfPerimeter
	* ($halfPerimeter - $this->a)
	* ($halfPerimeter - $this->b)
	* ($halfPerimeter - $this->c));
}

and check DbC constraints :

$t= new triangle(4,2,3);
	-> OK
 
$t=new triangle('foo',2,3);
	-> PHP Fatal error: triangle::__construct: DbC input type mismatch - $a should match 'number' (string(3) "foo") in xxx on line nn
 
$area=triangleArea(10,2,3);
	-> PHP Fatal error: triangle: DbC invariant violation (($this->a >= 0) && ($this->a <= ($this->b+$this->c)) in xxx on line nn

Proposal

DbC defines three constraint types :

  • pre-conditions: checked when entering a function/method. Generally check that passed arguments are valid.
  • post-conditions: checked when a function/method exits. Used to check the return type/value and the returned type/value of arguments passed by reference.
  • class invariants: Constraints on class properties.

In this document, we propose a mechanism to implement these constraints in the PHP world.

Syntax

We propose to include the DbC directives in phpdoc blocks. Here are the main reasons, that make it, in my opinion, a better choice than every other syntaxes proposed so far :

  • it allows to keep the source code executable on previous PHP interpreters.
  • Phpdoc comments, while not perfect, have always played the role of annotations in PHP. 'Real' annotations would be probably better but the don't exist yet. And they won't be approved in the near future. That's why everyone needing annotations so far has extended the phpdoc syntax.
  • DbC can use a great part of the already-written phpdoc informations (@param and @return types, @throws information too). So, unchanged code could already benefit of DbC.

Note: Some people on the mailing list are religiously opposed to including information in phpdoc blocks, despite the fact that thousands of people already use them for this purpose. The reason is that the parser cannot handle that. I agree, but that's not a task for the parser, that's a task for an external tool. We just need the hooks.

Side effects

As DbC, by nature, can be turned on and off, DbC checks must not modify anything in the environment.

While enforcing this is partially possible in theory, this implementation will leave it to the developer's responsibility, as most languages do.

DbC types

DbC types are an extension and formalization of the pre-existing phpdoc argument/return types.

DbC types are not present in original DbC syntax (like Eiffel or D implementation), which are based on conditions only. This is a PHP-specific addition to enhance simplicity and readability. DbC types can be seen as built-in conditions.

Here are the main benefits of defining a set of DbC types :

  • PHP is_xxx() functions are not as intuitive as they may seem, as they are based on zval types (an equivalent of strict type checks). They are not appropriate for people who just want to accept a limited set of type juggling (accepting a numeric string from a DB, for instance). Unfortunately, checking that a given value is an integer or a string containing an integer is a common need, but is quite complex to write in PHP.
  • As it was already said, tons of source code already contains argument return/types in phpdoc. DbC types are designed to match as much as possible of this pre-existing information.
  • Readability is a key point too: just compare a type like 'string|array(string|integer)' with the PHP code to check the same !
  • DbC types allow static analysis, which is practically impossible with conditions.
  • A lot of other analyzis/debugging/profiling tools can use this information.

DbC types are used to check :

  • arguments sent to a function
  • arguments passed by ref returned by a function
  • the function's return value
  • the type of class properties

Syntax

DbC types don't contain whitespaces.

Here is a pseudo-grammar of DbC types :

dbc-type = compound-type

compound-type = type, { "|", type }

type = "integer"
	| "integer!"
	| "number"
	| "float!"
	| "string"
	| "string!"
	| array-type
	| "callable"
	| object-type
	| resource-type
	| "null"
	| "scalar"
	| "mixed"
	| "boolean"
	| "boolean!"

array-type = "array"
	| "array(", compound-type, ")"

object-type = "object"
	| "object(", class-name, ")"

resource-type = "resource"
	| "resource(", resource-name ")"

DbC types vs zval types

DbC types follow specific rules to match PHP zvals. These rules are less permissive than PHP API type juggling and previously-proposed scalar 'weak' typing, but more than previously-proposed strict typing. Actually, these types try to be a more intuitive compromise between both.

Strict typing is sometimes required. That's why DbC types also include a set of strict types.

Note that the benefit of DbC, here, is that we can match depending on zval values, as we don't care about performance.

Zval type
DbC type IS_NULL IS_LONG IS_DOUBLE IS_BOOL(1) IS_ARRAY IS_OBJECT IS_STRING IS_RESOURCE
integer No Yes (2) No No No (3) No
integer! No Yes No No No No No No
number No Yes Yes No No No (4) No
float! No No Yes No No No No No
string No Yes Yes No No (6) Yes No
string! No No No No No (6) Yes No
array No No No No Yes No No No
callable No No No No (5) (5) (5) No
object No No No No No Yes No No
resource No No No No No No No Yes
scalar No Yes Yes Yes No No Yes No
null Yes No No No No No No No
mixed Yes Yes Yes Yes Yes Yes Yes Yes
boolean No (7) (7) Yes No No No No
boolean! No No No Yes No No No No
  • (1) IS_TRUE/IS_FALSE in PHP 7
  • (2) only if decimal part is null
  • (3) only if is_numeric(string) returns true and decimal part is null
  • (4) only if is_numeric(string) returns true
  • (5) only if is_callable(arg,true) returns true
  • (6) only if class defines a __toString() method
  • (7) O is false, 1 is true. Other values don't match (to be discussed)

DbC types

integer

An integer value, positive or negative.

Note: This type is NOT equivalent to is_int($arg), as is_int() only accepts the IS_LONG zval type.

Synonyms: 'int'

integer!

A zval-type-based integer value, positive or negative.

Note: This type is equivalent to is_int($arg).

Synonyms: 'int!'

number

Any value that returns true through is_numeric().

Equivalent to 'is_numeric($arg)'.

Synonyms: 'numeric', 'float'

float!

A zval-type-based float value.

Note: This type is equivalent to is_float($arg).

string

An entity that can be represented by a string. Numeric values are accepted as strings, as well as objects whose class defines a toString() method. == string! == Accepts IS_STRING zvals and objects whose class defines a toString() method.

array

A PHP array.

Complements: Can be followed by a 'compound-type', enclosed in parentheses. This defines the acceptable types of the array values. This definition can be nested.

Examples:

* @param array $arr ...
* @param string|array(string) $... # Matches a string or an array of strings
* @param array(array(string|integer)) $... # A 2-dimension array containing strings and int only
callable

A string, object or array returning true through 'is_callable($arg,true)'.

Please consult the is_callable() documentation for more details.

object

An instance object.

Synonyms: 'obj'

Complements: Can be followed by a class name, enclosed in parentheses. Match will occur if the object is of this class or has this class as one of its parents (equivalent to is_a()).

Examples:

* @param object $arg
* @param object(Exception) $e
* @param object(MongoClient)|null $conn
resource

A PHP resource.

Synonyms: 'rsrc'

Complements: Can be optionally followed by a resource type. A resource type is a string provided when defining a resource via zend_register_list_destructors_ex(). As we don't support whitespaces in argument types, whitespaces present in the original resource type must be replaced with an underscore character ('_').

The easiest way to display the string corresponding to a resource type is to display an existing resource using var_dump().

Examples:

* @param resource(OpenSSL_key) $...
* @param resource(pgsl_link) $...
scalar

Shortcut for 'numeric|boolean|string'.

Equivalent to 'is_scalar()'.

null

This corresponds exactly to the IS_NULL zval type.

Equivalent to 'is_null($arg)'.

Note that a number with a 0 value does not match 'null'.

Synonyms: 'void' (mostly used for return type)

Examples:

* @param string|null $...
* @param resource(pgsl_link) $...
* @return null
mixed

Accepts any zval type & value (catch-all).

Synonyms: 'any'

boolean

A boolean value (true or false).

In PHP 7, IS_BOOL is replaced with IS_TRUE and IS_FALSE.

Equivalent to 'is_bool($arg)'.

Synonyms: 'bool'

boolean!

Accepts IS_BOOL zvals only (IS_TRUE/IS_FALSE on PHP 7).

Synonyms: 'bool!'

Pre-conditions

These conditions are checked at the beginning of a function or method, after arguments have been received, but before starting executing the function body.

Pre-conditions are expressed in two forms : argument types, and explicit assertions. Argument types are used first and explicit assertions supplement argument types with additional conditions (like conditions between arguments).

Argument types are checked before explicit assertions, meaning that explicit assertions can assume correct types.

Optional arguments

When an optional argument is not set by the caller, its input (and possibly output) types are not checked. This allows to set a default value which does not match the argument's declared input type.

Example :

/**
* ...
* @param int $flag ...
* ...
*/
 
function myFunc(..., $flag=null)
{
if (is_null($flag)) {
	// Here, we are sure that the parameter was not set by the caller, as
	// a null value sent by the caller would be refused by DbC input check.
	...

Input assertions

These conditions supplement argument types for more complex conditions. They are executed in the function scope before executing the function's body.

Syntax :

/**
* ...
* @requires <php-condition>
* ...

where <php-condition> is a PHP expression whose evaluation returns true or false.

These assertions can appear anywhere in the phpdoc block. They are executed in the same order as they appear in the doc block.

Inheritance

The DbC theory, in accordance with the LSP, states that a subclass can override pre-conditions only if it loosens them.

The logic we implement is in the spirit of the way PHP handles class constructors/destructors :

  • Function pre-conditions are checked. If the function does not define any pre-condition, no check is performed, even if a parent's method defines some.
  • A special pre-condition is introduced. The '@parent' pre-condition causes the engine to check the parent method's pre-conditions. No existing parent method or parent method not defining any pre-condition is not considered as an error. In this case, we just have nothing to check.
  • The special '@parent' pre-condition can appear anywhere in the list.

Post-conditions

Post-conditions are checked at function's exit. Like pre-conditions, they are executed in the function scope.

They are generally used to check the returned type and value, and arguments returned by ref.

When a function exits because an exception was thrown, the function's post-conditions are not checked, but class constraints are checked.

Returned type

Syntax:

* @return <compound-type> [free-text]

The syntax of <compound-type> is the same as argument types.

Examples:

* @return resource|null

// For a factory:

* @return object(MyClass)

Argument return type

This is the return type & value of the arguments passed by reference.

Syntax:

* @param.out <compound-type> $<arg-name> [free-text]

Note that an argument passed by reference can have a '@param' line to define its input type and/or a '@param.out' line to define its output type. In the str_replace() example above, we don't define an input type for $count because it is undefined.

Output assertions

Syntax:

* @ensures <condition>

As with input assertions, <condition> is a PHP condition that will be executed in the function scope. The only addition is that the '$>' string will be replaced with the function's return value before evaluation.

As with pre-conditions, output types are checked before output assertions.

Inheritance

The inheritance rules are the same as the ones for pre-conditions.

Unlike the Eiffel or D implementations, parent post-conditions will be checked only if the child requires it using a '@ensures @parent' directive.

Class constraints

These constraints are called 'invariants' in the DbC litterature. The idea is that properties must always verify a set of 'invariant' conditions.

Class constraints take two forms : property types and class assertions.

Each property type is defined in its own docblock, just before the definition of its property and class assertions are defined in the class docblock (the block just before the class definition).

Note that we don't define a specific constraint type for static properties. They will be checked using the same syntax as dynamic properties.

Property types

Syntax:

/** @var <compound-type> [free-text] */

where <compound-type> follows the same syntax as argument types.

Class assertions

These are defined in class docblocks.

Syntax:

* @invariant <condition>

<condition> must use '$this→' to access dynamic properties and 'self::' to access static properties.

Execution

Property types are checked before class assertions.

This set of constraints is checked :

  • after the execution of the constructor, if it exists.
  • before destroying the object, even if no destructor exists.
  • before and after execution of a public dynamic method.

Class constraints are executed before pre-conditions and/or after post-conditions.

Scope

These constraints are executed in the class scope ('$this' and 'self' can be used).

Inheritance

The same mechanism is used as with pre/post-conditions. Parent constraints are checked only if explicitely called using '@invariant @parent'.

Nested calls

When a function or method is called from a DbC condition, its constraints are not checked.

Constraint violations

When a DbC condition fails, an E_ERROR is raised, containing the file and line number of the failing condition.

Backward Incompatible Changes

None

Proposed PHP Version(s)

As the plan is to implement this in a separate extension, it should be availbale for PHP 5 ans PHP 7.

RFC Impact

To SAPIs

None

To Existing Extensions

None

To Opcache

None

New Constants

None

php.ini Defaults

A boolean whose name is still undefined.

  • php.ini-development value: true
  • php.ini-production value: false

Open Issues

Unaffected PHP Functionality

When DbC is turned off, there's no change in PHP behavior.

Future Scope

  1. Extend DbC to internal functions
  2. Add exception checks (using '@throws')
  3. Extend type syntax (define a syntax for ranges, enums, etc)
  4. Implement static-only class constraints (to be called before and after executing a static or dynamic public method)
  5. Extend DbC to interfaces and traits

Proposed Voting Choices

Required majority ? To be defined.

Patches and Tests

This should be implemented in a Zend extension, not in the core. This would be a perfect addition for XDebug.

References

rfc/dbc.txt · Last modified: 2017/09/22 13:28 (external edit)